AI, Advisors, & the Regulatory Blind Spot: A Compliance-First Approach
IFB Member: $25
Non-Member: $35
As AI becomes increasingly integrated into financial services, advisors face a paradox: there is a need to leverage AI to stay competitive, yet strict regulations are necessary to protect sensitive client data. This session examines a critical blind spot in the regulatory landscape – the emerging risk of ‘Shadow AI.' We’ll explore how firms can respond responsibly to protect clients, meet regulatory requirements, and maintain human oversight, while keeping ahead of the curve.
From our 2026 Virtual Spring Summit
Featured speaker:
- Dave Faulkner
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